EES 227: Paleobiology
Spring 2004
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syllabus
Lecture 20: April 20
Reading:
Web resources for this
lecture:
Lecture notes: The Origin of
Vertebrates
Within the animals
(Animalia), the Subphylum
Vertebrates
belongs in the Phylum Chordates, which is one of the Phyla in the
group of the Deuterostomes
, defined by embryological
characteristics.
Deuterostomes contains the
Phyla:
- Phylum Echinodermata
(sea urchins, starfish and such)
- Phylum Hemichordates (also called acorn
worms)
- Phylum Chordates
with three Subphyla:
- Subphylum Urochordates (or tunicates
or sea squirts)
- Subphylum Cephalochordata (Amphioxus
or lancelet)
- Subphylum Vertebrata
There are thus invertebrate groups (no
vertebrae) within the Phylum Chordates.
All Animals which have body cavities and are
bilaterally symmetrical (involved in Camrbian explosion) have 3
tissue types from their early embryonic stages on:
- Ectoderm: dorsal nerve
chord
- Mesoderm: segmental
muscles
- Endoderm: ventral gut
Most of our skeleton is endodermal, but
skull bones are ectodermal.
During their evolution vertebrates have
undergone multiplication of the Hox gene cluster. Amphioxus
(a cephalochordate, see below) does not have the multiplication, the
vertebrates do.
During the evolution of Vertebrates (and
finally us) from more ancestral chordates we see characters appear
one-by-one, adding up to more and more complex organisms (see
figure below). The characters appearing at each stage are given to
the right of the line from lower left to upper right.
- All Deuterostomes: embryonic
similarities
('second mouth')
- All Chordates:
Deuterostome properties plus dorsal nerve chord, segmental
muscles, ventral gut

We'll start our travel from more ancestral to
more complex forms in the above diagram with Amphioxus,
a Cephalochordate; in the above cladogram it is represented by the
name 'Branchiostoma', its official genus-name (fourth from
left).
Figure of Amphioxus.
Mouth at left, within the 'buccal cirri' (hairs around mouth),
tentacles for food gathering. Live in mud. Note lack of brain (no
swelling in nerve chord), and of head. Section with yellow wiggly
lines shows cover with segmented muscles.
Amphioxus (see picture above) is a
Chordate: bilaterally symmetric, a notochord and
dorsal nerve chord, segmented muscles, front-to-back polarity (clear
front end: where mouth is: 'buccal cirri' means 'hairs around mouth',
to the left in figure above). BUT no true head: a true head
has a brain (brain=swelling of the nerve chord, associated
with input from sense organs), it has very little of a heart, single
cluster of Hox genes. Amphioxushas a long geological history
although its fossil record is poor: Pikaia
in the Burgess
Shale (middle Cambrian)
looks very much like it.
Next step towards more complexity: Craniates (have a
head with skull=cranium). Groups of organisms all put
in the group of Agnatha (jawless fish); not really a good
phylogenetic grouping (see figure above), but a mixed group of
organisms without jaws.
Most primitive living Craniate: the
hag-fish; common deep-sea scavengers (below 1000 m depth), feeding on
bottom dwelling invertebrates and scavenging fish carcasses; secrete
huge amounts of slime when caught; have cartilage brain case, a
heart, sensory organs (no eyes), and gills with cartilage support
structures. No jaws, no paired fins! Very little is known of eggs and
embryos, unfortunately. Fossil relatives since Carboniferous; are not
vertebrates (see schedule above).
Next step towards more complexity:
Vertebrates.
Have cartilage or bone vertebrae around dorsal nerve chord. Most
primitive living vertebrate: the jawless fish the lamprey.
Lampreys were first classified with the hagfish (both lack jaws), but
are more complex; still no paired fins. Lampreys have cartilage
vertebrae around nerve chord, thus are vertebrates; sophisticated
sensory organs (eyes); well-supported gills. Live parasitically;
atach themselves to fish with round mouth surrounded with rasping
teeth, suck living fish empty. Various fossil jawless fish appear to
be more complex than the living lampreys, because they have paired
fins (similar to arms and legs), but still lack jaws.
Fossil Agnathans:
- Heterostraci;
many species, northern continent. Early Silurian-Devonian.
Extensive body armor (dermal armor: exoskeleton). Brain case
(skull) cartilagenous, is endoskeleton. Single gill opening in
armor; multiple internal gills. Have 'front legs': pectoral
fins; differ from fish fins in structure. Click
here
for some nice fossils.
- Osteostraci;
many species, Silurian-Devonian, northern continents. Have more
advanced 'paired fins' than heterostraci, equivalent to
'arms'. Braincase bony, not cartilagenous.
Next step towards more complexity:
Gnathostomes
(have jaws). Major evolutionary step ahead: animals can
bite!Led to major radiation of the gnathostomes. Most primitive
animals-with-jaws: fossil Placodermi.
Placoderms are extinct armored fish with jaws, a hinged bony
apparatus attached to skull. Large jaws, but no teeth; bony
plates associated with jaws functioned as teeth. Silurian-Devonian
into Carboniferous; very large (up to 18 ft). Paired pectoral fins
(arms) as well as pelvic fins (legs). Very extensive exoskeleton
(armor).
Origin
of jaws: derived from gill
arches, i.e., support for gills, made of cartilage. Several rows of
these support structures; anterior (front) pair of these become upper
and lower jaws, pair directly behind become 'suspensorium', means of
suspending jaws from skull. Modern fish still have gill arches behind
their jaws. Note: function of structure (biting) is new, structure
itself (gill arches) not.
Next step: fossil spiny
sharks: Acanthodians (see above cladogram); had teeth with
true enamel and dentine. i.e., a truely new type of tissue. Also
advanced jaw joint. Lower Siluiran-Late Permian.
Next step: cartilagenous fish
(Chrondichthyes): rays and sharks. We'll not spend time on these:
arose in middle Paleozoic; lost lungs.
Next step in complexity: Vertebrates with bony skeletons or
Osteichthyes (note: some people place the Acanthodians in this
group). Ancestral forms had lungs, retained in Sarcopterygians. Lung
evolved in to swim bladder in Actinopterygians.
- Actinopterygians: Ray-finned fish;
29,000 species (all modern fish except sharks and rays). Since
Silurian. Advanced bony skeleton, swim bladder for buoyancy; bony
spines support fins, are exoskeletal elements. Note that
none of these modern 'fish' (which is a cladisically incorrect
term) can be seen as an ancertal form for tetrapods. Fish is not a
cladistically correct group: some 'fish' (sarcopterygians) are
more closely related to tetrapods than to other fish.
- Sarcopterygians: Lobe-finned fish and
all Tetrapods (Amphibians, Reptilians, Mammals,
Birds).
Sarcopterygian fish: have internal
skeleton in fins, very similar to our arm and leg bones in
structure. Endoskeleton (not exoskeleton as in ray-finned
fish. Note: we are more closely related to a lungfish than that a
lungfish is related to any ray-finned fish!
- Dipnoi
(lung fish; modern forms live in S. America, Africa and
Australia)
- Coelacanths:
Mid-Devonian through Cretaceous fossils, thought to have become
extinct. BUT in 1938 a living
coelacanth(Latimeria
chalumnae) was caught off South Africa.
Not clear whether the ancestor of all
Tetrapods was more closely related to lungfish or to coelacanths.
Genetic evidence points to coelacanths, morphology of fins to lung
fish.
Former mythology: in Devonian,
lung-fish like animal lived in seasonally-drying pools; used
lobe-fins to crawl to another pool when its pool dried up. Now we
know (see
reading) that legs developed while
animals lived in water (had legs as well as such organs as the
lateral line system in fins; tail with fins), possibly to crawl along
bottom in estuaries. Many of the first amphibian-like fishes lived in
coastal estuaries, probably used their fins to wade along the
bottom in dark, murky waters with coastal forests, similar to present
mangrove swamps (Out
of the Swamps!), maybe to stay out
of way of the large Placoderms and Eurypterids hunting in open
ocean.
Fin-to-limb
transition occurred within this
group: a lobe-finned fish like animal evolved into an amphibian-like
animal because limb developed digits (fingers). All early tetrapods
have more than 5 digits/leg (5-9 toes).
How did these limbs develop?
Hox
genes are again the genetic toolbox.
Single Hox cluster multiplied into 4 in vertebrates. Hox genes
define front-and-back of limbs (where thumb, where little finger) as
well as front-back in whole animal (head-tail). Tetrapods and
ray-finned fish both have Hox clusters, but they are used differently
in limb generation.
First Tetrapods: Devonian (~370 Ma). Radiation
of early amphibians in northen continents: Greenland, Russia. Had
limbs with hand and feet, digits (fingers, toes); note that early
forms had more than 5 fingers, which had been thought to be the mosrt
primitive form of Tetrapod appendage. See reading
for many of these early forms, which include such animals as
Acanthostega
(8 fingers on front leg), Ichthyostega
(7 fingers), Temnospondylus,
and the strange looking Diplocaulus
with its boomerang-shaped head and weak back bones. These animals
must also include the ancestors of modern amphibians and of the large
group called the Amniota,
which includes what we in daily life call reptiles and birds and
mammals. More about these in the next lecture on the origin of modern
animals.